Ontoma | Solutions

Ensure a positive first impression for your valued clients whilst taking control of your FoFA
compliance requirements, across the practice or dealer group, simply at a glance.

End to end compliance solution for your dealer group.

1

Compliance Management

Understand your compliance obligations at client | adviser | practice | dealer group level. At a glance views on upcoming due dates, including FDS and Opt-in, as well as review dates.
2

Document Portal

Maintain key documents and enable clients to access from within the portal creating further engagement and deepening the client-adviser relationship. Set renewal dates at individual document level and encourage your clients to take advantage of the portal for their own financial document storage needs.
3

Online Fact Find

Leave your clients with a great first impression by directing them to your website to complete a fact find as simple or as complex as your firm or dealer group prefers, all while removing double entry of data. You can also automate the re-engagement of inactive clients
4

Automation

Ensure clients are provided appropriate FSG and adviser profiles, along with firm or dealer group marketing and support documents, as required.

Ensure a positive first impression for your valued clients whilst taking control of your FoFA compliance requirements, across the practice or dealer group, simply at a glance.

Without Ontoma

Are you still using excel to manage and maintain your financial planners compliance list and renewals?

With Ontoma

Leverage the power of Ontoma to build client trust in you and your practice with real-time access to their key advice documents coupled with transparency of your compliance obligations.